Job Description:

Looking for someone with about 2-3+ (at least) years of trading processing, clearing operations, deliveries / expiry processing or reg reporting experience

Cleared Derivatives Regulatory Reporting Control Team Description

• Seeking to add an experienced New York based Professional for Cleared Derivatives Regulatory Reporting Control Team. The candidate will be responsible for the following functions performed by the team:
• Managed day to day position reporting obligation for various for MSCO’s regulatory reports such as PCS, LOPR, CGM, OCR, etc.
• Responsible for assisting Legal & Compliance, Risk, and Senior Ops on Federal risk requirements such as examinations, process and control reviews, root cause analysis, and other key deliverables set by the Management.
• Proactively identify regulatory, reputational, or financial risk in current process
• Provide support to the organization on audit reviews and manage control-related activities that ensure a sound control environment.
• Maintain a strong control framework through the on-going development of strategic architecture, identifying key metrics such as KRIs, capacity & constraints, incident reporting and tracking;
• Assist in tracking manual processes, providing opinions and recommendations on risks and benefits on reg porting process and initiatives
• Collaborate with regional management to improve operational risk processes.
• Take active role on Projects to assist the management in improving control framework, streamlining processes, establishing new procedures and other initiatives management may require.
• Build a strong relationship with BU Risk management, Operations management, internal and external auditors, Legal and Compliance.

Skills Required:

• Strong risk management and control mindset.
• Individual needs to be performance-driven, proactive, with proven ability to take on challenges, set and execute agenda.
• Candidate should be a dynamic self-starter with the ability to work either on their own initiative as well as be a solid team player with strong problem solving skills.
• Ability to evaluate and identify areas of risk across the organization.
• Identify and implement best practices and in some cases help shape the risk and project agenda.
• Ability to be flexible.

Skills Desired

• Understanding of the related trade flows.
• Listed Derivatives or OTC Clearing experience is desirable but not required
• Risk management experience
• 2-3+ years of experience in the financial industry and exposure to various Regulatory reporting obligation